Haiying Qi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haiying Qi (祁海英), a licensed Responsible Officer with CE reference BFB179. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Assets (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-12-15 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-15 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-01-15 | present |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-31 | present |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2017-03-31 | present |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2017-03-31 | present |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-27 | 2020-09-30 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 4 - Advising on securities | 2017-11-27 | 2021-04-01 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 9 - Asset management | 2017-11-27 | 2024-02-06 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-15 | 2017-03-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-15 | 2017-03-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2016-11-15 | 2017-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Haiying Qi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.