Joon Shern Soo
蘇駿昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joon Shern Soo (蘇駿昇), a licensed Representative with CE reference BEZ017. Currently licensed at 1 firm(s): Hel Ved Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.4 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hel Ved Capital Management Limited | Rep | Type 4 - Advising on securities | 2022-06-16 | present |
| Hel Ved Capital Management Limited | Rep | Type 9 - Asset management | 2022-06-16 | present |
| LiZen Asset Management Limited 理正資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-16 | 2022-06-01 |
| LiZen Asset Management Limited 理正資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-01-22 | 2022-06-01 |
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-05-18 | 2020-10-12 |
| LiZen Asset Management Limited 理正資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-16 | 2020-05-12 |
| LiZen Asset Management Limited 理正資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-08-16 | 2020-05-12 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2019-06-21 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2019-06-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-12-15 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-12-15 | 2019-06-21 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-10-02 | 2019-06-21 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2015-10-02 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-02-17 | 2015-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joon Shern Soo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.