Min Serk Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min Serk Lee, a licensed Representative with CE reference BEX933. Currently licensed at 1 firm(s): KB Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 11.4 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-03 | present |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-03 | present |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-06 | 2025-06-14 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-06 | 2025-06-14 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-01 | 2020-03-18 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-03-01 | 2020-03-18 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-22 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-03-05 | 2017-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Min Serk Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.