Kenny Ng
吳家健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenny Ng (吳家健), a licensed former licensee with CE reference AGH965. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-23 | 2024-11-30 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-01 | 2024-11-30 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-11 | 2020-11-25 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2020-11-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2014-03-28 | 2020-11-25 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-28 | 2016-10-10 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-28 | 2016-10-10 |