Raymond Siu Lun Chan
陳肇倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Siu Lun Chan (陳肇倫), a licensed former licensee with CE reference ATT484. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-04 | 2025-02-16 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2021-01-04 | 2025-02-16 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-18 | 2021-01-04 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-04 | 2021-01-04 |
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-07-03 | 2020-08-14 |
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-03 | 2020-08-14 |
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-15 | 2020-07-03 |
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-15 | 2020-07-03 |
| Bali Securities Co. Limited 百達利證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-14 | 2020-03-18 |
| Bali Securities Co. Limited 百達利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-17 | 2015-04-14 |
| All Options Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2009-09-23 | 2010-12-31 |
| All Options Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2009-09-23 | 2010-12-31 |