Shengzu Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengzu Wang (王胜祖), a licensed Responsible Officer with CE reference BEW665. Currently licensed at 2 firm(s): Haitong International Asset Management (HK) Limited, Haitong International Investment Managers Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 10.9 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2022-05-23 | present |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-05 | present |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-01-05 | present |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 - Advising on securities | 2022-01-05 | present |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2022-01-05 | present |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 - Asset management | 2022-01-05 | present |
| Haitong International Research Limited 海通國際研究有限公司 |
RO | Type 4 - Advising on securities | 2025-09-02 | 2026-01-19 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-07 | 2025-09-02 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-10-12 | 2024-05-22 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2022-10-12 | 2024-05-22 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2022-10-12 | 2024-05-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2016-10-12 | 2021-09-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-12 | 2021-09-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2016-10-12 | 2021-09-01 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-28 | 2016-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shengzu Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.