Shu Wang Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Wang Kwan (關樹宏), a licensed Responsible Officer with CE reference BDW780. Currently licensed at 1 firm(s): EXS Capital Asia Limited. Active regulated activities: Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 12.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EXS Capital Asia Limited | RO | Type 4 - Advising on securities | 2016-08-03 | present |
| EXS Capital Asia Limited | RO | Type 6 - Advising on corporate finance | 2016-08-03 | present |
| EXS Capital Asia Limited | RO | Type 9 - Asset management | 2016-08-03 | present |
| EXS Capital Asia Limited | Rep | Type 4 - Advising on securities | 2014-08-04 | 2016-08-03 |
| EXS Capital Asia Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-04 | 2016-08-03 |
| EXS Capital Asia Limited | Rep | Type 9 - Asset management | 2014-08-04 | 2016-08-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Wang Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.