Cheuk Pun Pong
龐卓斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Pun Pong (龐卓斌), a licensed Responsible Officer with CE reference BAY306. Currently licensed at 1 firm(s): Upbest Assets Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.7 years of SFC licence history. Total licence records on file: 31.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 4 - Advising on securities | 2026-07-30 | present |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 9 - Asset management | 2026-07-30 | present |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-16 | 2026-04-01 |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 4 - Advising on securities | 2025-04-16 | 2026-04-01 |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 9 - Asset management | 2025-04-16 | 2026-04-01 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-01-17 | 2025-04-16 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-01-17 | 2025-04-16 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 9 - Asset management | 2025-01-17 | 2025-04-16 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-01 | 2024-12-15 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-12-01 | 2024-12-15 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 9 - Asset management | 2023-12-01 | 2024-12-15 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-11-15 | 2023-12-01 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-15 | 2023-12-01 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-11-15 | 2023-12-01 |
| China Shandong International Asset Management Limited 華魯國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-01 | 2023-11-08 |
| China Shandong International Asset Management Limited 華魯國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-03-23 | 2023-11-08 |
| China Shandong International Asset Management Limited 華魯國際資產管理有限公司 |
RO | Type 9 - Asset management | 2022-03-23 | 2023-11-08 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-01 | 2022-01-31 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 4 - Advising on securities | 2021-03-01 | 2022-01-31 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 9 - Asset management | 2021-03-01 | 2022-01-31 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-20 | 2020-12-18 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 4 - Advising on securities | 2018-11-12 | 2020-12-18 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 9 - Asset management | 2018-11-12 | 2020-12-18 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-10 | 2018-01-12 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 4 - Advising on securities | 2017-11-10 | 2018-01-12 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-13 | 2017-11-10 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-13 | 2017-11-10 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 9 - Asset management | 2017-09-13 | 2018-01-12 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-11 | 2017-08-31 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-06 | 2016-04-11 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-05 | 2015-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheuk Pun Pong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.