Wing Chung Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Chung Li (李穎冲), a licensed Responsible Officer with CE reference AVV403. Currently licensed at 2 firm(s): Lego Asset Management Limited, Lego Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-07-13 | present |
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 9 - Asset management | 2020-07-13 | present |
| Lego Securities Limited 力高證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-19 | present |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-23 | 2017-01-11 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 4 - Advising on securities | 2015-10-23 | 2017-01-11 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-02 | 2015-10-23 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-02 | 2015-10-23 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-05 | 2015-09-25 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-12-28 | 2015-09-25 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-25 | 2015-09-25 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-25 | 2015-09-25 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-31 | 2011-04-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-02 | 2011-04-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Chung Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.