Lilian Sam Ying Lau
劉森熒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lilian Sam Ying Lau (劉森熒), a licensed former licensee with CE reference ALB597. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-24 | 2023-01-16 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-22 | 2012-03-16 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-22 | 2012-03-16 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-23 | 2010-10-21 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-09 | 2010-10-21 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-09 | 2010-06-01 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-04 | 2008-09-09 |