Xiaoting Li
李小婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoting Li (李小婷), a licensed former licensee with CE reference AVS858. This person has 11.7 years of SFC licence history. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | Type 4 - Advising on securities | 2022-09-06 | 2024-04-11 |
| Vantage Capital Markets HK Limited | RO | Type 6 - Advising on corporate finance | 2022-09-06 | 2024-04-11 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2021-06-30 | 2024-04-11 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-08 | 2021-06-21 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-08-08 | 2021-06-21 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-29 | 2019-08-08 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-29 | 2019-08-08 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 4 - Advising on securities | 2017-08-25 | 2019-05-04 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-25 | 2019-05-04 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-01-25 | 2019-05-04 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-23 | 2015-05-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-02-23 | 2015-05-08 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-25 | 2011-01-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-25 | 2011-01-17 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2010-08-25 | 2011-01-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoting Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.