Stephen Richard Burt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Richard Burt, CE reference AHC380. Currently licensed at 1 firm(s): Vantage Capital Markets HK Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2014-01-10 | present |
| SJS Markets Limited |
Rep | Type 1 — Dealing in securities | 2009-05-05 | 2013-11-22 |
| DebtTraders, Limited - In Liquidation |
Rep | Type 1 — Dealing in securities | present | 2004-09-22 |
| DebtTraders, Limited - In Liquidation |
Rep | Type 4 — Advising on securities | present | 2004-09-22 |
| DebtTraders, Limited - In Liquidation |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-22 |
| DebtTraders, Limited - In Liquidation |
Rep | Type 9 — Asset management | present | 2004-09-22 |