Wai Ching Ronald Tse
謝韋正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ching Ronald Tse (謝韋正), a licensed former licensee with CE reference BFJ142. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 4 — Advising on securities | 2022-11-18 | 2024-02-17 |
| Vantage Capital Markets HK Limited | Rep | Type 6 — Advising on corporate finance | 2022-11-18 | 2024-02-17 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2022-01-05 | 2024-02-17 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-11 | 2022-01-03 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-11 | 2022-01-03 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-30 | 2016-02-26 |