Bing Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bing Li (李兵), a licensed Responsible Officer with CE reference AUV179. Currently licensed at 2 firm(s): Sheng Yuan Securities Limited, Sheng Yuan Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.9 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 4 - Advising on securities | 2025-01-17 | present |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-01 | present |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-12-01 | present |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 9 - Asset management | 2022-12-01 | present |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-20 | 2025-01-17 |
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-04-13 | 2025-09-30 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-27 | 2022-12-01 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-10-27 | 2022-12-01 |
| YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-07 | 2022-09-09 |
| YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司 |
RO | Type 9 - Asset management | 2018-08-07 | 2022-09-09 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-12-03 | 2017-12-31 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
RO | Type 9 - Asset management | 2015-12-03 | 2017-12-31 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-23 | 2015-12-03 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-10-23 | 2015-12-03 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-01 | 2014-03-14 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-01 | 2014-03-14 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-03-01 | 2014-03-14 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-03-02 | 2012-01-31 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2010-03-02 | 2012-01-31 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2010-03-02 | 2012-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bing Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.