Pranay Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pranay Gupta ( ), a licensed former licensee with CE reference AGT051. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-18 | 2013-10-03 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-12-18 | 2013-10-03 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
RO | Type 9 — Asset management | 2012-12-18 | 2013-10-03 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-13 | 2012-12-18 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-13 | 2012-12-18 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-01-13 | 2012-12-18 |
| NNIP Hong Kong Limited | RO | Type 1 — Dealing in securities | 2010-03-10 | 2011-12-31 |
| NNIP Hong Kong Limited | RO | Type 4 — Advising on securities | 2010-03-10 | 2011-12-31 |
| NNIP Hong Kong Limited | RO | Type 9 — Asset management | 2010-03-10 | 2011-12-31 |