Ho Chun Lei
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Chun Lei (李浩俊), a licensed Responsible Officer with CE reference ATY002. Currently licensed at 3 firm(s): Emperor Securities Limited, Emperor Futures Limited, Emperor International Exchange (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading. This person has 15.0 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-03 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-12-03 | present |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2023-02-06 | present |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2022-07-27 | 2023-02-06 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-11-04 | 2020-12-18 |
| South China Commodities Limited 南華期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-06-19 | 2020-12-18 |
| South China Forex Limited 南華外匯有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2018-06-19 | 2020-12-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-05 | 2020-12-18 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2018-03-05 | 2018-06-19 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 - Asset management | 2018-03-05 | 2019-08-21 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-02-07 | 2018-06-19 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-12-19 | 2018-01-23 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 - Asset management | 2017-10-03 | 2017-12-01 |
| South China Forex Limited 南華外匯有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2016-07-13 | 2017-12-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-03 | 2017-12-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-02-03 | 2017-12-01 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-02-03 | 2016-07-13 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-20 | 2015-01-16 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-20 | 2015-01-16 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-06-20 | 2015-01-16 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-05-10 | 2013-05-22 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-11 | 2013-05-22 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-11 | 2013-05-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Chun Lei during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.