Daniel Pun
潘達賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Pun (潘達賢), a licensed Responsible Officer with CE reference ARQ681. Currently licensed at 1 firm(s): Substance Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Substance Asset Management Limited 元實資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-04-19 | present |
| Substance Asset Management Limited 元實資產管理有限公司 |
RO | Type 9 - Asset management | 2022-04-19 | present |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-20 | 2021-07-07 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 4 - Advising on securities | 2018-07-20 | 2022-09-28 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 9 - Asset management | 2018-07-20 | 2022-09-28 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-01 | 2018-07-20 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-01 | 2018-07-20 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 9 - Asset management | 2018-02-01 | 2018-07-20 |
| Aspen Hill Partners (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-10-23 | 2018-01-31 |
| Aspen Hill Partners (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-10-23 | 2018-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Pun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.