Sin Yu Ngai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Yu Ngai (魏鐥䨞), a licensed Responsible Officer with CE reference ARP385. Currently licensed at 1 firm(s): Victory Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.7 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-05-22 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-05-22 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 - Asset management | 2026-05-22 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-09-16 | present |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-07 | 2025-02-28 |
| Tai Fung Securities Limited 大豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-02 | 2024-10-30 |
| Tai Fung Securities Limited 大豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-08 | 2022-09-02 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 4 - Advising on securities | 2016-09-22 | 2022-05-31 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-25 | 2022-05-31 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-01-26 | 2016-03-04 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-09-24 | 2016-03-04 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-01-13 | 2016-03-04 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-24 | 2016-03-04 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2013-09-24 | 2016-01-26 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-12-22 | 2015-09-24 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-19 | 2015-01-13 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-19 | 2010-11-13 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-03 | 2010-03-12 |
| Winsome Stock Company Limited 永勝證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-24 | 2009-07-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sin Yu Ngai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.