Wai Ming Li
李偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Li (李偉明), a licensed former licensee with CE reference ARE684. This person has 9.0 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-18 | 2018-07-03 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-18 | 2018-07-03 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-09-18 | 2018-07-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-06-16 | 2013-08-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-06-16 | 2013-08-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-06-16 | 2013-08-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-06-16 | 2013-08-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ming Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.