Hongjun Xie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongjun Xie (謝鴻俊), a licensed Responsible Officer with CE reference AQZ553. Currently licensed at 1 firm(s): Mango Financial Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 - Asset management | 2025-01-06 | present |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-06 | present |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 - Advising on securities | 2025-01-06 | present |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-04-07 | 2023-10-31 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-04-07 | 2023-10-31 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 4 - Advising on securities | 2017-12-27 | 2023-10-31 |
| CLC Futures Limited 創僑期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-12-27 | 2021-04-21 |
| CLC Futures Limited 創僑期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-04-17 | 2021-04-21 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-09-22 | 2023-10-31 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-11 | 2014-03-20 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-11 | 2014-03-20 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-09 | 2012-12-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-09 | 2012-12-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-07 | 2012-12-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-05 | 2012-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hongjun Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.