Samuel Ka Fai Chak
翟家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Ka Fai Chak (翟家輝), a licensed former licensee with CE reference AMX582. This person has 13.1 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-30 | 2019-11-15 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-30 | 2019-11-15 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-08-30 | 2019-11-15 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-08-30 | 2019-11-15 |
| CLC Futures Limited 創僑期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-10-29 | 2017-06-27 |
| CLC Futures Limited 創僑期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2014-10-29 | 2017-06-27 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-05-16 | 2017-06-27 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 4 - Advising on securities | 2014-05-16 | 2017-06-27 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-08-27 | 2014-03-07 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-08-27 | 2014-03-07 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 - Dealing in securities | 2012-08-20 | 2014-03-07 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 4 - Advising on securities | 2012-08-20 | 2014-03-07 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-03-30 | 2012-07-24 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-03-30 | 2012-07-24 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 - Dealing in securities | 2011-09-28 | 2012-07-24 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-08 | 2011-09-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-02-24 | 2011-09-01 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-02-24 | 2011-09-01 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-11 | 2011-02-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-11 | 2011-02-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-02-11 | 2011-09-01 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-02-08 | 2011-01-04 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-05-12 | 2011-01-04 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2008-10-15 | 2011-01-04 |
| Enlighten Futures Limited 名匯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-01-15 | 2011-01-04 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-03 | 2010-02-08 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-05-03 | 2008-01-15 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-01-12 | 2006-02-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Samuel Ka Fai Chak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.