Hon Fai Chan

陳漢輝
CE No. AEU371 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Fai Chan (陳漢輝), a licensed former licensee with CE reference AEU371. This person has 18.0 years of SFC licence history. Total licence records on file: 10.

Information

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Licence history

FirmRoleRegulated activityFromTo
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 1 - Dealing in securities 2012-06-18 2021-03-31
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2012-06-18 2021-03-31
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2007-09-21 2013-04-10
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 1 - Dealing in securities 2004-09-01 2013-04-10
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 - Dealing in securities 2003-09-26 2004-08-24
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-09-18
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-09-18
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-09-18
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-09-18
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
Rep Type 9 - Asset management Pre-2003 2003-09-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hon Fai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Kwan Kee Yuanta Asia Investment (Hong Kong) Limited 2004–2013
Terry Chin Lung Chan Yuanta Asia Investment (Hong Kong) Limited 2005–2013
Ka Hung Chan Yuanta Asia Investment (Hong Kong) Limited 2005–2013
Wang Cheung Lau Yuanta Asia Investment (Hong Kong) Limited 2004–2012
Sau Lin Fung Yuanta Asia Investment (Hong Kong) Limited 2004–2012
Alvin Kwun Lin Chan Yuanta Asia Investment (Hong Kong) Limited 2005–2012
Thomas Tak Ming Tsang Yuanta Asia Investment (Hong Kong) Limited 2004–2011
Siu Shun Wan Yuanta Asia Investment (Hong Kong) Limited 2004–2013
Yi-Ying Lee Yuanta Asia Investment (Hong Kong) Limited 2005–2012
Chung-Liang Wei Yuanta Asia Investment (Hong Kong) Limited 2005–2012
Ho Ki Wong Yuanta Asia Investment (Hong Kong) Limited 2006–2012
Wei-Fang Lee Yuanta Asia Investment (Hong Kong) Limited 2005–2012
Eric Chi Wai Chan Yuanta Asia Investment (Hong Kong) Limited 2007–2013
Po Man Ngai Yuanta Asia Investment (Hong Kong) Limited 2005–2013
Chi Chung Wong Yuanta Asia Investment (Hong Kong) Limited 2005–2013
Hon Wai Lau Yuanta Asia Investment (Hong Kong) Limited 2005–2010
Kwok Ip Choi Yuanta Asia Investment (Hong Kong) Limited 2004–2013
Yuk Wah Chow Yuanta Asia Investment (Hong Kong) Limited 2004–2013
Kin Man Chau Yuanta Asia Investment (Hong Kong) Limited 2004–2013
Yun-Hsi Lo Yuanta Asia Investment (Hong Kong) Limited 2008–2013
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