Wing Lok Tai

戴永樂
CE No. AQJ125 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lok Tai (戴永樂), a licensed former licensee with CE reference AQJ125. This person has 3.3 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
CMB International Asset Management Limited
招銀國際資產管理有限公司
Rep Type 4 - Advising on securities 2011-03-14 2011-08-14
CMB International Asset Management Limited
招銀國際資產管理有限公司
Rep Type 9 - Asset management 2011-03-14 2011-08-14
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 - Dealing in securities 2008-03-10 2011-02-10
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 - Dealing in futures contracts 2008-03-10 2011-02-10
Haitong International Asset Management Limited
海通國際資產管理有限公司
Rep Type 4 - Advising on securities 2008-03-10 2011-02-10
Haitong International Asset Management Limited
海通國際資產管理有限公司
Rep Type 5 - Advising on futures contracts 2008-03-10 2011-02-10
Haitong International Asset Management Limited
海通國際資產管理有限公司
Rep Type 9 - Asset management 2008-03-10 2011-02-10

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Lok Tai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yiu Wai Lau Haitong International Asset Management Limited 2008–2011
Ricky Kai Ming Chan Haitong International Asset Management Limited 2008–2011
Joshua Ka Fai Wat Haitong International Asset Management Limited 2008–2011
Sunny Pak Hin Poon Haitong International Asset Management Limited 2008–2010
Yat Chun Lee Haitong International Asset Management Limited 2008–2011
Danny Kai Chi Yan Haitong International Asset Management Limited 2008–2011
Chi Chung Leung Haitong International Asset Management Limited 2008–2011
Andrea Ka Yan Lai Haitong International Asset Management Limited 2008–2011
Tung Ning Sen Haitong International Asset Management Limited 2008–2009
Ching Chen Hou Haitong International Asset Management Limited 2008–2010
Tit Shan Pun Haitong International Asset Management Limited 2008–2011
Wing Kam Choi Haitong International Asset Management Limited 2009–2011
Andrew Koon Hung To Haitong International Asset Management Limited 2008–2011
Joseph Wing Yan Chow Haitong International Asset Management Limited 2008–2011
Vicky Wai Kei Luk Haitong International Asset Management Limited 2008–2010
Yun Kwong Tang Haitong International Asset Management Limited 2009–2011
Yuen See Tracy Lee Haitong International Asset Management Limited 2009–2010
Lingfei Xu Haitong International Asset Management Limited 2009–2011
Ying Ying Lou Haitong International Asset Management Limited 2008–2010
Nancy Shuk Ying Lee Haitong International Asset Management Limited 2008–2009
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