Joshua Ka Fai Wat
屈家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joshua Ka Fai Wat (屈家輝), CE reference AGL771. Currently licensed at 1 firm(s): JW Capital Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JW Capital Limited | RO | Type 9 — Asset management | 2011-12-19 | present |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2008-06-25 | 2011-12-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-28 | 2011-12-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-28 | 2011-12-06 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-08-28 | 2011-12-06 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-23 | 2011-12-06 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-04-04 | 2011-12-06 |
| DRT Management Limited |
Rep | Type 9 — Asset management | 2006-09-30 | 2007-03-08 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-12-18 | 2006-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2006-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2003-12-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-12-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2003-12-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-12-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-12-12 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2003-12-12 |