Lily Yi Yuen Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lily Yi Yuen Chan (陳宜宛), a licensed Representative with CE reference APX098. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2017-11-20 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2012-07-24 | present |
| Rockhampton Management Limited | Rep | Type 4 - Advising on securities | 2011-01-26 | 2012-04-18 |
| Rockhampton Management Limited | Rep | Type 9 - Asset management | 2011-01-26 | 2012-04-18 |
| Rockhampton Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-09-04 | 2011-01-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-17 | 2009-04-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-17 | 2009-04-17 |
| Aberdeen International Investment Management Limited | Rep | Type 1 - Dealing in securities | 2007-10-26 | 2009-04-17 |
| Aberdeen International Investment Management Limited | Rep | Type 4 - Advising on securities | 2007-10-26 | 2009-04-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lily Yi Yuen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.