Ying Ye
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Ye (叶穎), a licensed Representative with CE reference APU794. Currently licensed at 2 firm(s): Huafu International Securities Limited, Huafu International Finance Limited . Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 13.6 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huafu International Securities Limited 華福國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-19 | present |
| Huafu International Finance Limited 華福國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-01-19 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-20 | 2024-08-14 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-20 | 2024-08-14 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-19 | 2017-12-18 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-07-19 | 2017-12-18 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-09 | 2016-07-19 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-03-09 | 2016-07-19 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-10 | 2016-02-05 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2014-08-12 | 2016-02-05 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-08-12 | 2016-02-05 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-12 | 2014-08-12 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-05-12 | 2014-08-12 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-15 | 2009-05-04 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-10-15 | 2009-05-04 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-10-15 | 2008-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Ye during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.