Chun Wai Shum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai Shum (沈俊威), a licensed Representative with CE reference APF965. Currently licensed at 1 firm(s): Annum Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.4 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-09-09 | present |
| Annum Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-09-08 | present |
| Annum Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-09-08 | present |
| Annum Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2020-09-08 | 2026-03-31 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-20 | 2019-10-21 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-24 | 2019-10-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-22 | 2015-10-31 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-22 | 2015-10-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-22 | 2015-10-31 |
| iBest Consultants Limited | Rep | Type 2 - Dealing in futures contracts | 2012-07-25 | 2015-10-31 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2012-02-23 | 2015-10-31 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2012-02-23 | 2015-10-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-04 | 2010-11-15 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-04 | 2010-11-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-12 | 2008-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Wai Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.