Wai Chan
陳威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chan (陳威), a licensed former licensee with CE reference APB789. This person has 6.2 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wolf Vest Capital Management Limited 沃富資本管理有限公司 |
RO | Type 4 - Advising on securities | 2025-02-07 | 2025-04-09 |
| Wolf Vest Capital Management Limited 沃富資本管理有限公司 |
RO | Type 9 - Asset management | 2025-02-07 | 2025-04-09 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2018-12-07 | 2021-01-19 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2018-12-07 | 2021-01-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-17 | 2018-11-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-17 | 2018-11-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-17 | 2018-11-10 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-09 | 2016-05-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-09 | 2016-05-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-12 | 2008-06-04 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-06-12 | 2008-06-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.