Wu-Kuang Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wu-Kuang Yang (楊武光), a licensed Responsible Officer with CE reference AOV395. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.6 years of SFC licence history. Total licence records on file: 14.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-07-21 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-22 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-01-22 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-22 | 2017-08-22 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-18 | 2016-01-15 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-08-18 | 2016-01-15 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-14 | 2014-05-10 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-27 | 2012-03-30 |
| Orion Investment Management Limited | Rep | Type 1 - Dealing in securities | 2010-06-29 | 2011-09-20 |
| Orion Investment Management Limited | Rep | Type 4 - Advising on securities | 2010-06-29 | 2011-09-20 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | 2008-10-02 | 2010-06-01 |
| MUSHK Limited | Rep | Type 4 - Advising on securities | 2008-10-02 | 2010-06-01 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-30 | 2008-09-08 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-30 | 2008-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wu-Kuang Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.