Yi-Chen Deng
鄧宜榛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi-Chen Deng (鄧宜榛), a licensed former licensee with CE reference APK833. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-26 | 2025-03-21 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-08-29 | 2025-03-21 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-01-21 | 2009-03-31 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-21 | 2009-03-31 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-21 | 2009-03-31 |