Michael Raza Imam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Raza Imam, a licensed Responsible Officer with CE reference AOL063. Currently licensed at 1 firm(s): Silverhorn Investment Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2011-02-28 | present |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2011-02-28 | present |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 9 - Asset management | 2011-02-28 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-02-21 | 2010-11-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-01-22 | 2010-11-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-01-22 | 2010-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Raza Imam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.