Ka Wai Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Leung (梁家瑋), a licensed Responsible Officer with CE reference AOK606. Currently licensed at 1 firm(s): Chubb Investment Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 17.6 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chubb Investment Management (HK) Limited 安達資產管理(香港)有限公司(以安達財富名義經營業務) |
RO | Type 1 - Dealing in securities | 2026-06-09 | present |
| Chubb Investment Management (HK) Limited 安達資產管理(香港)有限公司(以安達財富名義經營業務) |
RO | Type 4 - Advising on securities | 2026-06-09 | present |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-26 | 2025-08-01 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-12 | 2022-01-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-22 | 2021-01-11 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-22 | 2021-01-11 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-05-22 | 2021-01-11 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-21 | 2016-11-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-02-01 | 2016-04-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-08-27 | 2016-04-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-08-27 | 2016-01-22 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-10 | 2012-07-06 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-10 | 2012-07-06 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
Rep | Type 4 - Advising on securities | 2008-02-22 | 2011-05-26 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
Rep | Type 1 - Dealing in securities | 2008-02-18 | 2011-05-26 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-01-18 | 2007-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.