Ronald Wai Yan Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Wai Yan Chan (陳惠仁), a licensed Responsible Officer with CE reference AOG463. Currently licensed at 1 firm(s): Chartwell Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 4 - Advising on securities | 2008-11-21 | present |
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 9 - Asset management | 2008-02-05 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ronald Wai Yan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.