David See Wing Yao
姚思榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David See Wing Yao (姚思榮), a licensed Responsible Officer with CE reference AOB931. Currently licensed at 1 firm(s): Chocolate Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 17.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chocolate Asset Management Limited 巧力資產管理有限公司 |
RO | Type 9 - Asset management | 2017-09-04 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-06 | 2015-05-30 |
| Citadel Asia Limited | Rep | Type 9 - Asset management | 2006-10-31 | 2009-03-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David See Wing Yao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.