Sam Chi Him Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Chi Him Ng (吳子謙), a licensed Responsible Officer with CE reference ANQ542. Currently licensed at 2 firm(s): China CIFCO Securities Co., Limited, China International Futures (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 19.7 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-27 | present |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
RO | Type 4 - Advising on securities | 2022-01-27 | present |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-05-06 | present |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-14 | 2022-01-27 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-23 | 2019-04-04 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-20 | 2019-04-04 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-20 | 2019-04-04 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-15 | 2016-05-11 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-02-15 | 2016-05-11 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-14 | 2016-01-29 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-14 | 2016-01-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-01 | 2012-05-07 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-01 | 2012-05-07 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-21 | 2010-09-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-21 | 2010-09-30 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-12-11 | 2009-08-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-21 | 2009-08-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-13 | 2008-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sam Chi Him Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.