Jonathan Sheung Chern Yeoh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Sheung Chern Yeoh ( ), a licensed former licensee with CE reference ANB177. This person has 10.3 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-07 | 2018-03-01 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 - Advising on securities | 2015-09-07 | 2018-03-01 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-19 | 2015-09-07 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-19 | 2015-09-07 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-29 | 2015-07-13 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-29 | 2015-07-13 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-29 | 2015-07-13 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 5 - Advising on futures contracts | 2013-07-29 | 2015-07-13 |
| Keefe, Bruyette & Woods Asia Limited | RO | Type 1 - Dealing in securities | 2012-08-06 | 2012-11-14 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 1 - Dealing in securities | 2010-03-04 | 2012-08-06 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 - Dealing in securities | 2009-06-22 | 2009-10-16 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-05-22 | 2008-11-24 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-20 | 2008-11-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jonathan Sheung Chern Yeoh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.