Lye Keong Tho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lye Keong Tho, a licensed former licensee with CE reference AJF938. This person has 8.6 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keefe, Bruyette & Woods Asia Limited | RO | Type 1 - Dealing in securities | 2010-03-03 | 2012-11-14 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 1 - Dealing in securities | 2006-03-28 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 4 - Advising on securities | 2006-03-28 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 - Dealing in securities | 2003-11-26 | 2006-03-28 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 - Advising on securities | 2003-11-26 | 2006-03-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lye Keong Tho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.