Angela Shing Yam Yau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angela Shing Yam Yau (邱聖音), a licensed Responsible Officer with CE reference AMS539. Currently licensed at 3 firm(s): Anuenue Securities Limited, Anuenue Advisors Limited, Anuenue Capital International Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 19.9 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 4 - Advising on securities | 2019-08-22 | present |
| Anuenue Advisors Limited 鉅亨顧問有限公司 |
RO | Type 4 - Advising on securities | 2018-11-20 | present |
| Anuenue Capital International Limited 鉅亨資本國際有限公司 |
RO | Type 4 - Advising on securities | 2018-11-20 | present |
| Anuenue Advisors Limited 鉅亨顧問有限公司 |
RO | Type 9 - Asset management | 2018-11-20 | present |
| Anuenue Capital International Limited 鉅亨資本國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-08-31 | present |
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-05-05 | present |
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-05-05 | present |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-05 | 2016-05-05 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-01-05 | 2016-05-05 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2014-09-16 | 2015-08-29 |
| South China Commodities Limited 南華期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-09-16 | 2015-08-29 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-09-16 | 2015-08-29 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-24 | 2014-09-16 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-07-24 | 2014-09-16 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-24 | 2014-09-16 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-11-27 | 2014-05-17 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-10-06 | 2014-05-17 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-10-06 | 2014-05-17 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-08-21 | 2011-06-30 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-08-21 | 2011-06-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-05-08 | 2011-06-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-17 | 2008-08-21 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-17 | 2008-08-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Angela Shing Yam Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.