Shun Pui Lau
劉順培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Pui Lau (劉順培), a licensed former licensee with CE reference ADF882. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-03 | 2013-03-01 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-08-03 | 2013-03-01 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-22 | 2005-08-03 |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-10-08 | 2005-07-11 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-04-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-15 |