Shu Lam Lun
倫樹霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Lam Lun (倫樹霖), a licensed former licensee with CE reference AMC981. This person has 15.5 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prestige Global Capital Management Limited 盛譽環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-06-14 | 2023-06-14 |
| Prestige Global Capital Management Limited 盛譽環球資產管理有限公司 |
RO | Type 9 - Asset management | 2022-06-14 | 2023-06-14 |
| Full Win Securities Limited 富盛證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-21 | 2022-01-20 |
| Full Win Securities Limited 富盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-16 | 2020-01-21 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-09 | 2019-09-20 |
| CLC Futures Limited 創僑期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-07-09 | 2019-09-20 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 4 - Advising on securities | 2019-07-09 | 2019-09-20 |
| CLC Futures Limited 創僑期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-07-09 | 2019-09-20 |
| Monmonkey Group Securities Limited 大聖證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-14 | 2019-05-31 |
| Monmonkey Group Securities Limited 大聖證券有限公司 |
RO | Type 4 - Advising on securities | 2016-11-14 | 2019-05-31 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-10-29 | 2016-11-13 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-05-03 | 2016-11-13 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-10 | 2014-10-29 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-10 | 2013-05-03 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-16 | 2006-06-29 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-21 | 2005-11-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Lam Lun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.