Hok Yin Lai
賴學賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Yin Lai (賴學賢), a licensed former licensee with CE reference AAB545. This person has 18.8 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bonus Eventus Securities Limited 博恩證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-14 | 2025-03-31 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-08 | 2023-07-31 |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-08 | 2023-07-31 |
| Bonus Eventus Securities Limited 博恩證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-11-03 | 2022-07-05 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-10-24 | 2015-01-12 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-06 | 2014-10-24 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-11-27 | 2014-09-30 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-02-16 | 2014-09-30 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-29 | 2012-11-27 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-23 | 2009-03-13 |
| CTW Securities Limited 卓越證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-09 | 2006-02-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hok Yin Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.