Hok Yin Lai
賴學賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Yin Lai (賴學賢), CE reference AAB545. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bonus Eventus Securities Limited 博恩證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-14 | 2025-03-31 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-08 | 2023-07-31 |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-08 | 2023-07-31 |
| Bonus Eventus Securities Limited 博恩證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-03 | 2022-07-05 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-24 | 2015-01-12 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-06 | 2014-10-24 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-27 | 2014-09-30 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-16 | 2014-09-30 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-29 | 2012-11-27 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-23 | 2009-03-13 |
| CTW Securities Limited 卓越證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-09 | 2006-02-10 |