Adam Guy Orlebar Garrett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Guy Orlebar Garrett (蓋首男), a licensed Responsible Officer with CE reference ALQ136. Currently licensed at 1 firm(s): Sprout Asset Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.6 years of SFC licence history. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | RO | Type 1 - Dealing in securities | 2026-06-17 | present |
| Sprout Asset Management (Asia) Limited | RO | Type 4 - Advising on securities | 2026-06-17 | present |
| Sprout Asset Management (Asia) Limited | RO | Type 9 - Asset management | 2026-06-17 | present |
| China World Investments Limited 華威投資有限公司 |
RO | Type 9 - Asset management | 2025-08-29 | 2026-01-30 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-05-10 | 2025-07-21 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
RO | Type 9 - Asset management | 2022-05-10 | 2025-07-21 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-14 | 2022-05-10 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-04-14 | 2022-05-10 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-08-04 | 2022-03-17 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
RO | Type 9 - Asset management | 2020-08-04 | 2022-03-17 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-21 | 2020-08-04 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-08-21 | 2020-08-04 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-12-10 | 2008-12-10 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-12-10 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-10 | 2008-12-10 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-10 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-01-10 | 2008-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Adam Guy Orlebar Garrett during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.