Sunny Pak Hin Poon
潘柏軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunny Pak Hin Poon (潘柏軒), a licensed Responsible Officer with CE reference AHN865. Currently licensed at 1 firm(s): Yellow River Global Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.0 years of SFC licence history. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yellow River Global Capital Limited 新黃河資本有限公司 |
RO | Type 4 - Advising on securities | 2021-10-07 | present |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
RO | Type 9 - Asset management | 2021-10-07 | present |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 |
RO | Type 4 - Advising on securities | 2019-01-10 | 2021-10-03 |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 |
RO | Type 9 - Asset management | 2019-01-10 | 2021-10-03 |
| MaiCapital Limited | RO | Type 4 - Advising on securities | 2018-08-16 | 2019-01-09 |
| MaiCapital Limited | RO | Type 9 - Asset management | 2018-08-16 | 2019-01-09 |
| Cupola Capital Limited | RO | Type 9 - Asset management | 2016-02-16 | 2018-07-05 |
| JW Capital Limited | RO | Type 9 - Asset management | 2011-12-19 | 2016-01-15 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2009-12-30 | 2010-12-29 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2008-06-26 | 2010-12-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-29 | 2010-12-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-29 | 2010-12-29 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-20 | 2010-12-29 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-12-20 | 2010-12-29 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2006-12-20 | 2009-12-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sunny Pak Hin Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.