Ka Lam Yip
葉嘉霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lam Yip (葉嘉霖), a licensed Responsible Officer with CE reference AJA184. Currently licensed at 1 firm(s): Block Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.0 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Block Asset Management Limited | RO | Type 4 - Advising on securities | 2026-09-23 | present |
| Block Asset Management Limited | RO | Type 9 - Asset management | 2026-09-23 | present |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-31 | 2026-01-30 |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-11-10 | 2026-01-30 |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 9 - Asset management | 2022-11-10 | 2026-01-30 |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 |
RO | Type 4 - Advising on securities | 2017-12-11 | 2020-05-31 |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 |
RO | Type 9 - Asset management | 2017-12-11 | 2020-05-31 |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-22 | 2017-12-11 |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 |
Rep | Type 9 - Asset management | 2017-11-22 | 2017-12-11 |
| Elite Financial Services Limited 卓越理財顧問有限公司 |
RO | Type 4 - Advising on securities | 2017-03-23 | 2017-09-23 |
| Elite Financial Services Limited 卓越理財顧問有限公司 |
RO | Type 9 - Asset management | 2017-03-23 | 2017-09-23 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-16 | 2014-06-30 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-22 | 2004-02-14 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-07-22 | 2003-08-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lam Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.