Lap Man Lui
呂立文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Man Lui (呂立文), a licensed former licensee with CE reference AHH963. This person has 15.3 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-02 | 2020-09-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-02 | 2020-09-30 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-09 | 2013-03-31 |
| Hantec Futures Limited 亨達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-09 | 2013-03-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-28 | 2009-09-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-28 | 2009-09-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-16 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-08-16 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-16 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-16 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-16 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-16 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Man Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.