Siu Mui Ng
吳少梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Mui Ng (吳少梅), a licensed Responsible Officer with CE reference ACR889. Currently licensed at 1 firm(s): Victory Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-15 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-05-15 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 4 - Advising on securities | 2026-05-15 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 9 - Asset management | 2026-05-15 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-17 | 2026-05-15 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-03-17 | 2026-05-15 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-17 | 2026-05-15 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 - Asset management | 2026-03-17 | 2026-05-15 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 4 - Advising on securities | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 9 - Asset management | 2025-09-01 | 2026-01-01 |
| Chief Great China Assets Management Limited 致富大中華資產管理有限公司 |
RO | Type 9 - Asset management | 2023-06-19 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 4 - Advising on securities | 2007-12-18 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-12-18 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 9 - Asset management | 2005-02-16 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-08-02 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-08-02 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-02 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-08-02 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-07 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-07-07 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-07 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-07 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Mui Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Pui Kiu Ho | Chief Commodities Limited | 2003–2025 |
| Tat Cheuk Mak | Chief Commodities Limited | 2003–2025 |
| Hee Man Wong | Chief Commodities Limited | 2003–2025 |
| Haiya Ye | Chief Commodities Limited | 2004–2025 |
| Peter Chung Kai Chau | Chief Commodities Limited | 2003–2019 |
| Bo Li | Chief Commodities Limited | 2005–2025 |
| Chi Ho Chong | Chief Commodities Limited | 2006–2025 |
| Ka Keung Cheung | Chief Commodities Limited | 2006–2025 |
| Chat Tong Tang | Chief Commodities Limited | 2005–2023 |
| Ka Kit So | Chief Commodities Limited | 2007–2025 |
| Wan Chi Chau | Chief Commodities Limited | 2003–2015 |
| Ka On Kwok | Chief Commodities Limited | 2005–2025 |
| Kwok Kuen Ng | Chief Commodities Limited | 2006–2025 |
| Man Chung Chan | Chief Commodities Limited | 2006–2025 |
| Yu Hin Ip | Chief Commodities Limited | 2014–2025 |
| Kin Pong Kwok | Chief Commodities Limited | 2008–2022 |
| Sai Wai Choi | Chief Commodities Limited | 2006–2025 |
| Tsan Yu Chan | Chief Commodities Limited | 2007–2025 |
| Tak Hung Chiu | Chief Commodities Limited | 2005–2023 |
| Ming Luo | Chief Commodities Limited | 2008–2025 |