Dominick Hsieh
謝天驕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominick Hsieh (謝天驕), a licensed former licensee with CE reference AHH623. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Futures Limited 亨達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-01-11 | 2014-11-03 |
| Hantec Futures Limited 亨達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-20 | 2012-01-11 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
RO | Type 4 — Advising on securities | 2004-10-08 | 2005-08-25 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
RO | Type 9 — Asset management | 2004-10-08 | 2005-08-25 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2014-11-03 |