Catherine Ching Wan Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Ching Wan Leung (梁靜筠), a licensed Responsible Officer with CE reference AGS493. Currently licensed at 1 firm(s): Alex KY Wong Asset Management Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-06-15 | present |
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 |
RO | Type 9 - Asset management | 2022-06-15 | present |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 4 - Advising on securities | 2020-05-22 | 2022-03-28 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 9 - Asset management | 2018-11-15 | 2022-03-28 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-08 | 2019-08-30 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 9 - Asset management | 2007-01-08 | 2018-11-15 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-08 | 2006-12-29 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2005-06-08 | 2006-12-29 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-27 | 2005-06-06 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
Rep | Type 9 - Asset management | 2003-11-27 | 2005-06-06 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Catherine Ching Wan Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.