Britney Maria Lam
林詠詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Britney Maria Lam (林詠詩), a licensed former licensee with CE reference AJG751. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-05 | 2017-01-19 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-05 | 2017-01-19 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-05-05 | 2017-01-19 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-02 | 2015-04-24 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-02 | 2015-04-24 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2013-01-02 | 2015-04-24 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-10 | 2013-01-02 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-10 | 2013-01-02 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-10 | 2013-01-02 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 9 — Asset management | 2011-01-10 | 2013-01-02 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-09 | 2010-07-01 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-09 | 2010-07-01 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-10-09 | 2010-07-01 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 9 — Asset management | 2009-10-09 | 2010-07-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2004-12-08 | 2005-06-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2004-12-08 | 2005-06-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2003-11-24 | 2004-09-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2003-11-24 | 2004-09-19 |