Fai Yiu
姚輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fai Yiu (姚輝), a licensed former licensee with CE reference AYK069. This person has 12.7 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-24 | 2026-03-06 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-02-24 | 2026-03-06 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-24 | 2026-03-06 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-17 | 2021-11-25 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-17 | 2021-11-25 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-16 | 2021-08-17 |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-11 | 2021-04-21 |
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-15 | 2019-09-30 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-20 | 2019-08-15 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-08 | 2019-03-31 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-17 | 2017-06-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fai Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.